Jordan Times
Monday, April 5, 2004

Jordan Securities Commission draws on US' SEC expertise

AMMAN (JT) — Bolstering its role as a regional leader in financial market reform, the Jordan Securities Commission (JSC) is drawing on the expertise of the United States Securities and Exchange Commission (SEC) to further enhance its investor education and international relations activities.

With support from the USAID-funded AMIR programme, Geraldine Walsh, deputy director of the SEC Office of Investor Education and Assistance is in Amman for the first of a series of visits to the Kingdom to share her institutions' extensive experience and assist the JSC in developing a coordinated approach to increase awareness, confidence, knowledge and investment in Jordan's capital market locally, regionally and internationally.

"Drawing on the expertise of the SEC will be invaluable to the creation of first-rate investor outreach programme and investment promotion campaigns that will contribute to the ultimate success of Jordan's capital markets, securities commission and other financial services institutions," said Bassam Saket, executive chairman of the JSC.

Walsh has provided assistance to the securities regulatory commissions in Malaysia, China and Hong Kong.

JSC will institute programmes designed to educate Jordan's investors and potential investors, answer investor questions and resolve customer complaints. These new outreach programmes will be conducted in close collaboration with the Amman Stock Exchange (ASE) and the Securities Depository Centre (SDC) to project a unified fair, efficient, transparent and modern capital market that enhances domestic and foreign investment in Jordan.

"We are committed to working closely with the SEC and JSC to create a broad well-educated investor base in Jordan which will ultimately enhance the Amman Stock Exchange and contribute to the aggressive economic growth goals of the country," remarked Jalil Tarif, executive manager of the Amman Stock Exchange.

SEC is the world's renowned leader in securities regulation and oversight. With more than 70 years of experience enforcing the United States' securities laws and regulations, the organisation is uniquely qualified to provide assistance to the JSC in the development in investor education and investment promotion programmes.

During the past few years, the JSC has undertaken a number of technical, strategic and administrative initiatives designed to raise the professional standards of Jordan's finance industry, improve the integrity of its markets and be a major economic force in investment and employment generation.

These initiatives include adopting a new Securities Law, hosting the 2002 and 2003 SEC Regional Capital Markets Training Programme attended by more than 100 financial executives from across the Middle East region, working with the US-based National Association of Securities Dealers (NASD) to develop an investment adviser certification and training programme, and establishing a wide area network (WAN) linking the JSC, Amman Stock Exchange and the Securities Depository Centre with brokers, custodians, and all listed companies to ensure shorter settlement periods and a more efficient market for all investors.

In recognition of Jordan's success in modernising its capital market structure, the JSC was selected to host the International Organisation of Securities Commissions annual meeting in May 2004. Four-hundred securities commission officials, regulators and financial market executives from more than 100 countries will gather in Amman for the four-day conference to discuss recent trends and developments in the world's securities industry.

The JSC was established as an autonomous public institution in 1997 to develop, regulate and monitor Jordan's securities market and capital market institutions and provide a sound and transparent market to protect securities holders, investors and the public from fraud and deceptive practices.

The JSC regulates, monitors and supervises the business operations of the Amman Stock Exchange, the Securities Depository Centre financial services companies, public shareholding companies, investment funds and certified financial professionals.


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